National Regulatory Services (NRS) is an advanced provider of compliance consulting services and technology solutions for investment advisers, broker-dealers, hedge funds, private equity firms, insurers and other financial services firms.



Privva is an award-winning, cloud-based vendor risk assessment platform delivering value for a diverse customer base across industries including legal, financial services, technology, healthcare, education, and media.

RIA in a Box

RIA in a Box is a software as a service (“SaaS“) provider of compliance solutions to the registered investment adviser (“RIA“) industry. Approximately 2,000 RIAs of varying size across the US use the platform to increase compliance workflow efficiency


illumis builds tools for transparency, with public data monitoring solutions trusted by leading institutions to help provide insight and manage risk


MobileGuard, formerly TextGuard, is the leader in providing comprehensive mobile communication monitoring and archiving solutions to ensure regulatory compliance and risk management. MobileGuard’s solutions enable companies to maintain efficiency using mobile technology while working within current regulatory environment and recently passed mobile mandates.

Digital Reasoning

Digital Reasoning

Digital Reasoning is an Artificial Intelligence company that understands the nuances of human intention and behavior found in communications providing global enterprises with critical intelligence and insights.

Digital Safe

Digital Safe

Digital Safe is an archiving and risk management company offering features such as unified search, surveillance, discovery, and analytic insights.


Entreda is the leading provider of comprehensive cybersecurity software, systems, and training to the independent financial advice and other regulated industries. Its Unify platform monitors endpoints on client networks, and automatically remediates cybersecurity vulnerabilities in real time.



Cognia develops cloud voice and data solutions, for use in financial institutions, government and the Fortune 1000. Cognia’s secure, global communication services platform, transforms the cost and ease by which organizations can control, capture and analyze voice and non-voice communications across distributed workforces.


Actiance Inc is an American-based multinational corporation that developed the platforms required to enable the security, management and compliance of unified communications, Web 2.0 and social media channels.


Smarsh is the market leader for archiving, capture and surveillance solutions for financial services. Founded in 2001, the company has translated nearly two decades of research and development into one of the industry’s most powerful and intelligent data capture, archiving, and compliance platforms. Smarsh’s products empower financial services organizations to adopt the most innovative communications […]


accessiBe, a groundbreaking company offering the first affordable solution whereby companies can seamlessly transition to ADA and WCAG compliance. Without interfering with a website’s source code, the AI-based system makes automatic screen-reader adjustments, adapting in real-time to the unique requirements of various web users with disabilities, and continuously self-scans for maintenance issues. While accessiBe is […]


ComplySci is a leading provider of regulatory technology solutions that help compliance organizations identify, monitor, manage and report on conflicts of interest arising from employee activities, including personal trading, gifts and entertainment, political contributions, outside business affiliations, and other code of ethics violations. More than 1,400 customers, including some of the world’s largest financial institutions, […]