CONFIDENTIALITY NOTICE: Emails with K1 (what may be referred to herein as “this email”) and any files transmitted with it are confidential, proprietary, or otherwise protected information intended solely for the use of the individual or entity to whom they are addressed. This email may contain material non-public information (MNPI), trade secrets, competitive intelligence, investment strategies, portfolio company information, proprietary deal flow information, and other confidential business information of K1 Investment Management, LLC (the “Firm”) and its affiliated entities, all of which may be protected by applicable law, rule, or regulation (including, but not limited to, the Defend Trade Secrets Act of 2016), and should not otherwise be used or disclosed in violation of federal law.
If you are not the intended recipient, or the employee or agent responsible for delivering this message to the intended recipient, you are hereby notified that any dissemination, distribution, copying, forwarding, printing, or other use of this email or its contents is strictly prohibited and may be unlawful. If you have received this email in error, please notify the sender immediately by reply email, permanently delete this message and all attachments from your system, destroy any printed copies, and confirm deletion to the sender. Do not retain, copy, or use this information for any purpose, or disclose its contents to any other person.
Unauthorized interception, review, use, or disclosure of this communication may violate applicable laws including the Electronic Communications Privacy Act of 1986, the Stored Communications Act, federal and state trade secret laws, and securities regulations, and may subject the interceptor to civil and criminal penalties. By accepting and reading an email from K1, you acknowledge and agree to be bound by these confidentiality obligations.
INVESTMENT DISCLAIMER: This communication is provided for informational purposes only and does not constitute an offer to sell, a solicitation of an offer to buy, or a recommendation for any security or investment product. Any such offer or solicitation will be made only through formal offering documents, which contain important information including risk factors, fees, and expenses. Past performance is not indicative of future results. Investing in private equity involves substantial risk, including the risk of loss of principal. Investors should be able and prepared to bear the loss of their entire investment.
NOT INVESTMENT ADVICE: The information contained in this email should not be construed as investment, legal, accounting, regulatory, or tax advice. Recipients should consult with their own professional advisors before making any investment decisions. The Firm and its affiliated entities do not provide tax, legal, or accounting advice.
REGULATORY DISCLOSURE: The Firm is a registered investment adviser with the U.S. Securities and Exchange Commission and is a member of the Financial Industry Regulatory Authority (FINRA). This registration does not imply a certain level of skill or training. For more information about our Firm, please refer to our Form ADV, which is available upon request or through the SEC’s Investment Adviser Public Disclosure website at www.adviserinfo.sec.gov.
AI-ASSISTED TRANSCRIPTION NOTICE: To the extent not prohibited by contract or applicable law, the Firm may use artificial intelligence-powered transcription and note-taking tools (such as Microsoft Teams, Zoom, or similar services) during meetings, calls, and conversations for accuracy and record-keeping purposes. These tools transcribe audio in real-time and may be used to generate meeting summaries and action items. By participating in meetings or calls with Firm representatives, you acknowledge and consent to the use of such AI transcription services. If you have concerns about the use of AI transcription tools, please notify us at the beginning of any meeting or call.
NO BINDING OBLIGATIONS: No employee or representative of the Firm has the authority to create binding contractual obligations via email. All investment commitments, contracts, and agreements must be executed through formal written documents signed by authorized officers of the Firm.
VIRUSES AND MALWARE: While the Firm employs security measures to prevent the transmission of viruses, malware, and malicious code, we cannot guarantee that this email or any attachments are virus-free or secure from cyber threats. Recipients are solely responsible for virus-checking and security-scanning this email and any attachments before opening or using them.
ELECTRONIC COMMUNICATIONS: By communicating with the Firm via email, you consent to receive electronic communications from us. Electronic communications may include notices, disclosures, and other information concerning your relationship with the Firm.
ELECTRONIC COMMUNICATIONS MONITORING, ARCHIVING, AND SUPERVISION: In accordance with applicable securities laws and regulations, the Firm may monitor, supervise, review, archive, and retain electronic communications, including emails, instant messages, text messages, and other digital communications sent or received by our employees and representatives.
INTELLECTUAL PROPERTY: All content in this email, including but not limited to text, data, analyses, graphics, logos, trademarks, and proprietary methodologies, is the property of the Firm or its licensors and is protected by copyright, trademark, patent, trade secret, and other intellectual property laws. Unauthorized use, reproduction, modification, distribution, or creation of derivative works is strictly prohibited and may result in civil and criminal penalties.
PRIVACY NOTICE: The Firm’s privacy notice can be found at k1.com/privacy-policy.
INTERNATIONAL RECIPIENTS: If you are located outside the United States, you are responsible for compliance with all applicable laws in your jurisdiction, including but not limited to data protection laws (such as GDPR), tax laws, exchange control regulations, securities laws, and anti-money laundering requirements. This communication is not intended for distribution in any jurisdiction where such distribution would be unlawful or require registration or licensing. The Firm does not waive any intellectual property rights or confidentiality protections by transmitting this email internationally.
LIMITATION OF LIABILITY: To the maximum extent permitted by law, the Firm and its affiliates, officers, directors, employees, and agents disclaim all liability for any errors, omissions, or inaccuracies in this email or for any actions taken or not taken in reliance on this email. The Firm makes no representations or warranties, express or implied, regarding the completeness, accuracy, reliability, or timeliness of any information contained in this email.
SEVERABILITY: If any provision of this notice is found to be unenforceable or invalid by a court of competent jurisdiction, such provision shall be limited or eliminated to the minimum extent necessary so that this notice shall otherwise remain in full force and effect and enforceable.